FABE, Chief Justice.
Chloe W.
Chloe lives in Juneau and is a member of the Tlingit and Haida Tribes of Alaska. As a child she suffered physical, emotional, and sexual abuse, as well as abandonment. Chloe was reported to have learning disabilities at school, and she dropped out in the eleventh grade. She worked sporadically over the years but has been unemployed since 2004. At age 19 Chloe lost her first child shortly after his birth due to a congenital heart defect and premature lung development. She started to take Xanax in 2008, when she was prescribed a high dosage for anxiety, in addition to Abilify and Neurontin for mood stabilization. In August 2009 Chloe began treatment with psychiatrist Dr. Paul Topol, who diagnosed her with depression and substance abuse. Dr. Topol continued the Xanax prescription and, because Chloe told him she was addicted to "pain killers," he prescribed Suboxone, an opiate maintenance drug. When Chloe became pregnant with Timothy, Dr. Topol continued her prescriptions to avoid serious health risks. Dr. Topol treated Chloe monthly until August 2013.
Timothy was born prematurely on August 1, 2010, at Alaska Native Medical Health Center in Anchorage. Timothy tested positive at birth for benzodiazepines, consistent with Xanax. When health professionals noticed that Chloe was lethargic and drowsy, they called OCS because they were concerned that she might drop the baby. Chloe signed an OCS Protective Action Plan. OCS contemplated placement of Timothy in a relative's home, and ultimately, Chloe and Timothy moved in with the Campbells, Chloe's aunt and uncle who live in Juneau.
On August 17 OCS filed a Petition for Adjudication of Child in Need of Aid and for Temporary Custody, based on reports that Chloe was uncooperative, heavily medicated, and unable to tend to Timothy's basic needs. Meanwhile, Timothy was experiencing symptoms of withdrawal, such as elevated respiration, high temperatures, and a mild increase in muscle tone. The court awarded OCS temporary custody of Timothy and continued his placement with the Campbells. But the relationship between Chloe and the Campbells became strained and adversarial, so Chloe moved into public housing.
On September 25 Juneau police responded to a report that Chloe was suicidal. Chloe's
At a disposition hearing on March 30, 2011, OCS stated that it had stopped receiving reports of drowsiness, and Chloe's attorney told the court that Chloe had weaned herself off Xanax and was following her case plan. The court continued the permanency goal of reunification and granted OCS continuing custody for up to two years. But in August and September Chloe again showed signs of being intoxicated or heavily medicated. OCS continued to work with Chloe to comply with her case plan. Concerned that Chloe's home was unsanitary, a social worker drove Chloe to pick up a carpet cleaner and purchased and delivered cleaning supplies to her home. Because Chloe would not allow OCS to inspect her home, OCS would not supervise in-home visits.
On April 4, 2012, OCS filed a Petition for Termination of Parental Rights, alleging that Timothy was not safe with Chloe because of her recurrent, severe depression, borderline personality disorder, and pain-pill-seeking behavior. After the termination trial, held in August 2012, Superior Court Judge Louis J. Menendez denied the petition. The superior court found that Timothy remained a child in need of aid under AS 47.10.011(10) and AS 47.10.011(11).
In May 2013 OCS social worker Carol Graham filed a Second Petition for Termination of Parental Rights, asserting that despite her sustained and concerted efforts to engage Chloe in the case plan to facilitate reunification, Chloe had not made sufficient progress. The petition alleged that Chloe continued to be evasive about which medications she was taking and to exhibit signs of drug-seeking behavior. OCS submitted evidence that Chloe lacked the skills necessary to parent adequately and had not participated in the recommended parenting classes. OCS submitted to the court a psychological evaluation of Chloe, prepared by clinical psychologist Dr. Elisa Youngblood, based on her
The second termination trial took place in July 2013. The superior court incorporated the prior proceedings and heard additional testimony from a number of witnesses. Chloe testified about her desire to care for her son, her work with parenting coach Martin Tyska of Catholic Community Services, and the efforts she made to improve her life and make sacrifices for her son. She discussed her mental health treatment and medications, explaining that her speech sounds slurred when she is sleep deprived. Dr. Youngblood, Tyska, and OCS representatives Carol Graham and Kristina Weltzin testified about occasions in 2013 when Chloe was inappropriately hostile, appeared intoxicated, or otherwise showed signs of a dependence disorder.
Dr. Topol testified that he had treated Chloe continuously since 2009. He discussed Chloe's mental health issues, as well as her treatment and medication management. Dr. Topol stated that, if taken as prescribed, Chloe's medication would not cause someone to be overly sleepy or lethargic or to slur her speech. Dr. Topol testified that while Chloe was continuing to make progress as an outpatient, she still struggled with impulsivity and anxiety, and more intensive therapy would help.
In August 2013 OCS filed a motion to reopen the testimony under Alaska Civil Rules 59(a) and 60(b)(2), based on new evidence that Dr. Topol had discharged Chloe from treatment because she had been dishonest with him and was using duplicate prescriptions. Rather than taking live testimony from Dr. Topol, the parties entered a stipulation about Dr. Topol's new information, adding that Chloe denied any wrongdoing.
In September 2013 the trial court granted the second petition to terminate Chloe's parental rights to Timothy, based on its determination that Chloe was in relapse and thus presented a serious, substantial risk that Timothy would be exposed to danger. The superior court noted that multiple sources reported that Chloe continued to misuse her medications, missed numerous appointments, refused to attend the recommended treatment, and appeared to be receiving prescriptions from separate sources. The superior court emphasized that Chloe needed but refused inpatient treatment and that her personality disorder likely would interfere with her ability to meet Timothy's needs. The superior court remarked that it had been a close call whether termination would be in Timothy's best interests after the first trial, but it was no longer a close call. The superior court issued written findings and conclusions and ordered termination of Chloe's parental rights and responsibilities to Timothy. It found clear and convincing evidence that Timothy was a child in need of aid under AS 47.10.011(10) and AS 47.10.011(11), that Chloe had not remedied the conduct or conditions that put Timothy at substantial risk of harm, and that OCS had made active efforts to provide remedial services and rehabilitative programs designed to prevent the breakup of the family. The superior court further found beyond a reasonable doubt, relying on the testimony of qualified experts under ICWA, that returning Timothy to Chloe likely would result in serious damage to Timothy. The court concluded that Timothy's best interests would be promoted by terminating Chloe's parental rights because there was severe danger in moving him back and forth, and he needed and deserved a permanent and stable placement, which could not be achieved by continuing Chloe's parental rights. Chloe appeals.
Before terminating parental rights under ICWA and the Child in Need of Aid (CINA) statutes and rules, the superior court must find by clear and convincing evidence that the child has been subjected to conduct or conditions described in AS 47.10.011;
In CINA cases, we review a trial court's factual findings for clear error
After the evidence at the second termination trial closed, Dr. Topol informed OCS that he had discharged Chloe from treatment, and OCS moved to reopen the evidence to present Dr. Topol's testimony. In lieu of requiring that Dr. Topol testify in court, the parties entered into a stipulation providing as follows:
The trial court relied in part on this stipulation to find that Chloe had relapsed.
Chloe now contends that the trial court gave improper weight to the parties' stipulation to Dr. Topol's proposed testimony and that her attorney's decision to enter the stipulation amounted to ineffective assistance of counsel. OCS responds that the stipulation was properly submitted in lieu of testimony and that any error was harmless because the superior court clearly relied on a broad base
The trial court did take note of Dr. Topol's decision not to continue Chloe's treatment, pointing out that Chloe's "greatest champion," Dr. Topol, had learned in August 2013 that Chloe was lying to him about multiple prescriptions and therefore discharged her. But the trial court did not rely exclusively on the parties' stipulation regarding the discharge from treatment and instead considered all of the trial testimony to find that Chloe had relapsed in 2013. The trial court found evidence of relapse from observations of Chloe's behavior, her symptoms of overmedication, a relapse in her use of benzodiazepines, pill-seeking behavior, and her persistent issues with addiction to prescription medication. The trial court even observed that "[b]eyond Dr. Topol, multiple professionals testified regarding their direct observations of [Chloe's] continued substance use." The trial court noted that OCS had presented evidence of Chloe's overmedication, slurred speech, sleepiness, and late or missed appointments, provided by people who knew her, including Tyska, Weltzin, Dr. Youngblood, and Dr. Destiny Sergeant,
We also reject Chloe's argument that she received ineffective assistance of counsel because her attorney decided to enter the stipulation rather than request a hearing to address the statements Dr. Topol made in his affidavit. A parent has a due process right to effective counsel in a termination of parental rights proceeding.
It is hard to fathom how the decision to enter into the stipulation rather than allow Dr. Topol to present live testimony would not
Finally, we turn to the concurring opinion's concern about our decision to review Chloe's ineffective assistance claim without first providing her with "a fair opportunity to develop a record" for her challenge in the superior court.
The argument in favor of the direct appeal approach is that it generally is faster and minimizes delay. Delaying custody resolution adversely affects the parties' rights, extends uncertainty in the child's life by leaving the child in the limbo of impermanent foster care, and increases the possibility of the child suffering permanent harm.
Although it may be preferable to establish a court rule setting out how to raise an ineffective assistance of counsel claim in this context,
In this case, Chloe W. chose to raise her ineffective assistance claim in a direct appeal of the termination of her parental rights. She has new counsel on appeal who had an opportunity to evaluate the ineffective assistance of counsel claim and how it might best be presented. She raised the claim on direct appeal but failed to substantiate it based on the record before us. Even if we accept Chloe's representations regarding her trial lawyer's shortcomings in entering the stipulation regarding Dr. Topol's testimony, Chloe did not "demonstrate that `an improved ... performance would have made a difference in the outcome of [the] case.'"
Chloe argues that the trial court erred in finding that she failed to remedy the conduct that placed Timothy at risk. She claims that the evidence does not support the trial court's conclusion that she had relapsed, because the accusations of her slurred speech and lethargy could be explained as a combination of dentures and accidental misuse of prescribed Ambien. We conclude that substantial evidence supports the trial court's finding that Chloe failed to remedy the conditions that put Timothy at risk, based on the evidence presented of Chloe's history of misusing
Alaska Statute 47.10.088(a)(2) requires that before terminating parental rights, a trial court must find by clear and convincing evidence that a parent has not remedied in a timely fashion the conduct or conditions in the home that place the child at substantial risk of harm.
Based on the reports and supporting testimony, the trial court found that Chloe failed to remedy the conduct or conditions that endangered Timothy. She had not resolved her substance abuse or addressed her underlying mental health needs, and she was still unable to provide basic care for Timothy. The trial court referred specifically to the testimony of social workers and mental health professionals who had direct contact with Chloe, including Dr. Youngblood, Tyska, and Dr. Sergeant, who were concerned about Chloe's recent slurred speech, sleepiness, and missed appointments, indicating her misuse of pharmacological substances. The trial court expressed particular concern that Chloe's inability to control her medication use remained virtually unchanged since 2010. The trial court also found that Chloe remained untreated for underlying trauma, which continued to have significant impact on her mental health, and three years later she still had not progressed beyond supervised or monitored visits with Timothy. Based on the evidence presented at both trials, the trial court found that Chloe's personality disorder was likely to affect her parenting so that she could not put Timothy's needs ahead of her own. Because the record supports the trial court's finding that Chloe had not remedied the conduct or conditions that placed Timothy at risk of harm, we affirm the finding.
Chloe argues that the trial court erred in finding that OCS made active efforts to prevent the breakup of this Indian family because OCS did not provide Chloe a parenting plan that would work for her and OCS would not allow her to have Timothy in her home to demonstrate her ability to parent Timothy full time. We disagree.
Before terminating parental rights to an Indian child, a superior court must find by clear and convincing evidence that OCS made active but unsuccessful efforts to provide remedial services and rehabilitative programs designed to prevent the breakup of the Indian family.
Here, the trial court found by clear and convincing evidence that OCS had met its active efforts burden, noting "remarkable," "extraordinary," and "amazing" efforts on the part of OCS, the Tribe, Southeast Alaska Regional Health Consortium, and Chloe's attorneys, to get Chloe's attention focused on reunification. The trial court pointed to numerous examples, including Graham's tremendous hands-on involvement and her special efforts to develop a working relationship with Chloe to help her succeed in parenting. Graham gave Chloe her personal cell phone number, took Chloe to lunch, and facilitated family gatherings, often on Graham's own time. Graham dug into her own pocket to purchase and deliver cleaning supplies for Chloe, and she transported Chloe herself, provided bus passes, and arranged for other transportation. She even took care of Chloe's dog while Chloe was away from home.
Following the trial court's December 2012 order, OCS participated in monthly status hearings held by the court.
Because of the undeniably excellent efforts OCS made to prevent the breakup of this family, we affirm the trial court's finding.
Chloe argues that the trial court erred in finding that returning Timothy to her likely would result in serious harm to Timothy. She claims that the trial court improperly based its decision upon the testimony of witnesses who paid no attention to Chloe's Tlingit heritage. Chloe maintains that she has demonstrated an ability to care for Timothy and has never hurt him. Chloe's arguments lack merit.
Before terminating parental rights, ICWA requires that the trial court find "beyond a reasonable doubt, based on evidence that includes testimony of qualified expert witnesses, that the continued custody of the child by the parent ... is likely to result in serious emotional or physical damage to the child."
Finding beyond a reasonable doubt that Timothy was likely to suffer emotional or physical damage if Chloe's rights were not terminated, the trial court focused on the three-year relationship (since birth) developed between Timothy and his foster parents and the harm that would come if custody were moved to Chloe. The court predicted that based upon the evidence presented at trial, if termination were not granted, Timothy would continue in foster care for several years without resolution and would experience harm stemming from lack of permanence in his life. The trial court's finding was based on the testimony of numerous witnesses, including Graham and qualified ICWA experts Dr. Youngblood
The record also contains evidence that the trial court invited input from the Tribe to address any issues that might be particular to Chloe's Alaska Native heritage, and the Tribe expressed concerns about Chloe's failure to take the opportunity to provide OCS with proof of sobriety by urinalysis or the substance abuse assessment done at Rainforest Recovery Center. The Tribe considered tradition and culture and noted that it was in Timothy's best interests to continue living in his current home with the only family he has ever known. Despite its noted grief and sadness at recommending termination of Chloe's parental rights to Timothy, the Tribe recognized that there is "a loving, supportive extended family member that is available and eager to be [Timothy's] life long placement."
We conclude that, based on Chloe's untreated substance abuse and underlying emotional issues, as well as Timothy's option for permanency with the family he has lived with since birth, the trial court did not err in finding beyond a reasonable doubt that allowing Chloe custody of Timothy likely would result in serious emotional or physical damage to Timothy. We therefore affirm the trial court's findings.
Chloe argues that the trial court erred in finding that termination of her parental rights was in Timothy's best interests because the trial court did not consider the existing bond between her and Timothy or her consistent demonstration of desire to care for her son. We disagree.
Before terminating parental rights to a child, the superior court must find by a preponderance of the evidence that termination
The superior court may also consider any other facts relating to the best interests of the child and need not accord a particular weight to any given factor.
Recognizing the importance of permanency and considering Timothy's healthy relationship with the Campbells, the trial court found that OCS had established by a preponderance of evidence "quite convincingly" that termination of Chloe's parental rights to Timothy was in his best interests. Despite OCS's and the trial court's clear expectations and regular monitoring of the situation, Chloe showed little change in her life, particularly between the first termination trial in 2010 and the second trial, three years later. Several witnesses with direct knowledge of Timothy's current placement and Chloe's abilities, including Graham, Schorr, and Arledge, testified that Timothy needed permanency and that, because of Chloe's history and the option for Timothy to continue living with the Campbells, reunification would not be in Timothy's best interests. In light of the trial court's discretion in determining which factors to consider in its best interests analysis, we conclude that the court properly took into account factors such as Timothy's need for permanency, his bond with the Campbells, and the likelihood that Chloe would not be ready to provide full-time care for Timothy within a reasonable period of time. We therefore affirm the trial court's best interests finding.
We AFFIRM the trial court's decision in all respects.
BOLGER, Justice, concurring.
I agree with the majority of the court's opinion. But I disagree with the decision to review Chloe's claim of ineffective assistance of counsel. Chloe did not raise this claim in the trial court, so we have no superior court order to review directly. And the record contains no explanation of her attorney's decision
The court's opinion notes there is no record support for Chloe's claim of ineffective assistance and apparently concludes that the record shows, beyond a reasonable doubt, that her counsel's incompetence did not contribute to the outcome of this case.
Many state courts simply decline to address an ineffective assistance of counsel claim in termination cases unless the claim has been raised in the trial court.
I believe we should continue to follow this reasoning unless there is a compelling reason not to do so.
As the Wetherhorn court noted, the Alaska Court of Appeals addressed this issue many years ago in Barry v. State.